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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 27 1 NEW YORK PLZ 12TH FL ANNUITY AND · NEW YORK, NY 10004 | Advisory (Plan) | $19,214 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $85 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,792 | $59,191-5.7% | $76,767-27.3% | $56,289-0.9% |
| Participation rate | 93.2% | 75.2%+18.0pp | 77.0%+16.2pp | 69.9%+23.3pp |
| Annual return | -4.29% | 6.62%-10.9pp | 2.43%-6.7pp | -9.96%+5.7pp |
| Employer contribution / active EE | $642 | $1,759-63.5% | $2,485-74.2% | $2,111-69.6% |
| Participant deferral / active EE | $2,953 | $3,255-9.3% | $3,852-23.3% | $3,350-11.9% |
| Admin fee / account holder | $114 | $489-76.8% | $6,675-98.3% | $521-78.2% |