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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY6+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $35,132 |
UBS FINANCIAL SERVICES INC3 years Service code 49 · EIN 51-0120742 | Other Services | $9,502 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,032 | $62,132-77.4% | $185,827-92.4% | $73,493-80.9% |
| Participation rate | 85.9% | 67.8%+18.1pp | 78.0%+7.9pp | 70.7%+15.2pp |
| Annual return | 22.56% | 20.44%+2.1pp | 35.96%-13.4pp | 28.51%-6.0pp |
| Employer contribution / active EE | $411 | $1,681-75.5% | $4,087-89.9% | $2,270-81.9% |
| Participant deferral / active EE | $2,394 | $3,711-35.5% | $5,633-57.5% | $3,740-36.0% |
| Admin fee / account holder | $159 | $419-62.0% | $9,502-98.3% | $513-69.0% |