Filed April 26, 2021 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
FORVIS, LLP1 year Filed as: FORVIS MAZARS WEALTH ADVISORS Service code 26 · EIN 43-1815436 | Advisory (Participants) | $121,471 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $68,172 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $23,927 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $183,728 | $161,888+13.5% | $147,318+24.7% | $100,573+82.7% |
| Participation rate | 100.0% | 78.1%+21.9pp | 82.1%+17.9pp | 70.9%+29.1pp |
| Annual return | 18.68% | 22.84%-4.2pp | 70.43%-51.8pp | 18.89%-0.2pp |
| Employer contribution / active EE | $13,756 | $5,949+131.2% | $4,593+199.5% | $3,763+265.5% |
| Participant deferral / active EE | $16,493 | $9,384+75.7% | $7,906+108.6% | $4,921+235.2% |
| Admin fee / account holder | $37 | $198-81.5% | $13,708-99.7% | $454-92.0% |