Retirement plan

FERRELL COMPANIES, INC. 401(K) INVESTMENT PLAN

Name: FERRELL COMPANIES, INC. - FERRELL COMPANIES, INC. 401(K) INVESTMENT PLAN (2015) Form 5500
Creator: FERRELL COMPANIES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, FERRELL COMPANIES, INC. 401(K) INVESTMENT PLAN, FERRELL COMPANIES, INC.

FERRELL COMPANIES, INC.EIN 43-1688741Plan #001PY 2015

ONE LIBERTY PLAZA - LIBERTY, MO 640682970816-792-6924

Prospect flagsLow participationCorrective distributions

How to read this page

Total assets (EOY)

$159.5M

-5.9% from 2016

Total participants

6,606

+6.3% from 2016

Average account balance

$32,087

-9.3% from 2016

Annual return

0.42%

-8.12 pp from 2016

Benchmarks

See 960 peers

Peer group

Industryany (size+type match)

Plan typeDefined contribution

Participants5,000-9,999

Cohort960 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$252.08M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$65K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

3,863

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

66.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$17.05M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.72%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$113

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243	Advisory (Participants)	$142,165
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Filed as: GREAT-WEST LIFE & ANUUITY INSURANCE Service code 15 · EIN 84-0467907	Recordkeeping	$31,170
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P.MORGAN SECURITIES LLC Service code 33 · EIN 13-4110995	Shareholder servicing fees; Securitie...	$4,696
GWL&A1+ years Service code 15	Recordkeeping	$0
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2R2T2S

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$179K

$33 / participant

Investment mgmt$142K79.5%
Other / not subdivided$37K20.5%

% of EOY assets

0.112%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GRANT THORNTON, LLP
Auditor EIN: 366055558
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$32,087

$67,505-52.5%

$80,004-59.9%

$67,505-52.5%

Participation rate

69.8%

71.2%-1.4pp

73.0%-3.2pp

71.2%-1.4pp

Annual return

0.42%

6.52%-6.1pp

7.63%-7.2pp

6.52%-6.1pp

Employer contribution / active EE

$741

$2,173-65.9%

$2,473-70.0%

$2,173-65.9%

Participant deferral / active EE

$1,863

$3,597-48.2%

$3,204-41.8%

$3,597-48.2%

Admin fee / account holder

$36

$56-35.9%

$5,033-99.3%

$56-35.9%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: ADVISED ASSETS GROUP, LLC

Service code 26 · EIN 84-1532243

Advisory (Participants)

$142,165

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Filed as: GREAT-WEST LIFE & ANUUITY INSURANCE

Service code 15 · EIN 84-0467907

Recordkeeping

$31,170

MORGAN STANLEY SMITH BARNEY1+ years

Filed as: J.P.MORGAN SECURITIES LLC

Service code 33 · EIN 13-4110995

Shareholder servicing fees; Securitie...

$4,696

GWL&A1+ years

Service code 15

Recordkeeping

MORGAN STANLEY SMITH BARNEY1+ years

Filed as: J.P. MORGAN SECURITIES LLC

Service code 59

Shareholder Servicing

FERRELL COMPANIES, INC. 401(K) INVESTMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

FERRELL COMPANIES, INC. 401(K) INVESTMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion