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| Provider | Service type | Compensation |
|---|---|---|
BN INVESTMENTS, LLC2+ years Service code 53 · EIN 45-4021192 | Insurance Commissions | $32,326 |
NATIONWIDE2+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $27,239 |
Filed as: MERRILL LYNCH Service code 53 · EIN 13-5674085 | Insurance Commissions | $17,535 |
Filed as: NORTHWESTERN MUTUAL WEALTH MANAGEME Service code 53 · EIN 52-2114207 | Insurance Commissions | $14,434 |
PENTEGRA SERVICES, INC.2+ years Filed as: APS-PENTEGRA Service code 64 · EIN 13-3892096 | Recordkeeping Fees | $3,937 |
LPL FINANCIAL2+ years Filed as: WADDELL & REED Service code 53 6300 LAMAR AVE · SHAWNEE MISSION, KS 66201 | Insurance Commissions | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $196,574 | $46,732+320.6% | $156,551+25.6% | $55,167+256.3% |
| Participation rate | 100.0% | 65.8%+34.2pp | 84.0%+16.0pp | 69.0%+31.0pp |
| Annual return | 7.00% | 17.72%-10.7pp | 32.23%-25.2pp | 169.23%-162.2pp |
| Employer contribution / active EE | $8,109 | $2,105+285.2% | $5,501+47.4% | $1,963+313.2% |
| Participant deferral / active EE | $6,119 | $2,204+177.6% | $4,871+25.6% | $3,054+100.3% |
| Admin fee / account holder | $1,041 | $418+148.7% | $13,028-92.0% | $504+106.5% |