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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE1+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $21,687 |
Filed as: MERRILL LYNCH Service code 53 · EIN 13-5674085 | Insurance Commissions | $16,798 |
PENTEGRA SERVICES, INC.1+ years Filed as: APS-PENTEGRA Service code 64 · EIN 13-3892096 | Recordkeeping Fees | $3,833 |
BN INVESTMENTS, LLC1+ years Service code 53 · EIN 45-4021192 | Insurance Commissions | $0 |
Filed as: NORTHWESTERN MUTUAL WEALTH MANAGEME Service code 53 · EIN 52-2114207 | Insurance Commissions | $0 |
LPL FINANCIAL1+ years Filed as: WADDELL & REED Service code 53 6300 LAMAR AVE · SHAWNEE MISSION, KS 66201 | Insurance Commissions | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $164,174 | $75,828+116.5% | $147,617+11.2% | $59,632+175.3% |
| Participation rate | 100.0% | 71.6%+28.4pp | 84.6%+15.4pp | 68.7%+31.3pp |
| Annual return | -2.14% | 0.37%-2.5pp | 61.98%-64.1pp | 2041.32%-2043.5pp |
| Employer contribution / active EE | $8,468 | $3,485+143.0% | $5,565+52.2% | $2,203+284.4% |
| Participant deferral / active EE | $6,231 | $3,130+99.0% | $4,895+27.3% | $3,192+95.2% |
| Admin fee / account holder | $762 | $5,985-87.3% | $11,611-93.4% | $4,297-82.3% |