Filings through .
Filed September 11, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC11+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $30,069 |
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $23,555 |
16 funds of $250K or more; 17 lines in all, holding $25.0M of the plan's $25.4M. From the 2025 filing. Recordkeeper: UBS Financial Services.
Target-date series: American Funds Target Date, mutual fund, 7% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Federal Money Market Fund (A) Vanguard · Money market | $5.8M | 23.3% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund Possible retail class A | $2.4M | 9.8% |
| BlackRock Strategic Income Opportunities Portfolio (A) BlackRock · Mutual fund Possible retail class A | $2.4M | 9.7% |
| Pgim Total Return Bond Fund Class A Prudential (PGIM) · Mutual fund Possible retail class A | $2.2M | 9.0% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class A | $2.2M | 8.9% |
| Mutual Funds American Funds Capital World Growth and Income Fund Capital Group · Mutual fund Possible retail class A | $1.9M | 7.5% |
| American Funds Target Date Capital Group · Mutual fund Target-date, 10 vintages | $1.7M | 6.8% |
| Vanguard International Growth Fund Admiral Shares Vanguard · Mutual fund Possible retail class A | $1.6M | 6.5% |
| Vanguard 500 Index Fund (A) Vanguard · Mutual fund IndexPossible retail class A | $1.2M | 4.9% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class A | $898K | 3.6% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.