Retirement plan

HOK GROUP, INC. 401(K) PROFIT SHARING PLAN

Name: HOK GROUP, INC. - HOK GROUP, INC. 401(K) PROFIT SHARING PLAN (2024) Form 5500
Creator: HOK GROUP, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HOK GROUP, INC. 401(K) PROFIT SHARING PLAN, HOK GROUP, INC.

HOK GROUP, INC.EIN 43-1205826Plan #001PY 2024

10 SOUTH BROADWAY, SUITE 200 - ST. LOUIS, MO 63102314-421-2000

Prospect flagsCorrective distributions

Top hat statement on fileNQDC

Filed October 15, 2008 (most recent of 3 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$361.8M

-1.8% from 2016

Total participants

2,550

+0.9% from 2016

Average account balance

$145,086

-2.2% from 2016

Annual return

16.56%

+5.62 pp from 2016

Benchmarks

See 949 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort949 peers

Snapshot2024

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$361.85M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$145K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,494

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$21.49M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$15K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.56%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$109

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 8 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.10+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833	Recordkeeping	$184,841
FISHER INVESTMENTS5 years Service code 26 · EIN 20-2480800	Advisory (Participants)	$26,093
MODERA WEALTH MANAGEMENT LLC2 years Service code 26 · EIN 27-3774197	Advisory (Participants)	$18,270
JP MORGAN INVESTMENT MANAGEMENT INC2 years Filed as: ACROPOLIS INVESTMENT MANAGEMEN Service code 26 · EIN 32-0016216	Advisory (Participants)	$14,608
LMCG INVESTMENTS LLC8 years Service code 26 · EIN 27-0282607	Advisory (Participants)	$10,768
STEEL PEAK WEALTH MGMT LLC2 years Filed as: STEELPEAK WEALTH LLC Service code 26 · EIN 46-1173026	Advisory (Participants)	$6,250
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782	Securities brokerage; Shareholder ser...	$1,695
CHARLES SCHWAB & CO., INC.1 year Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2R2S2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$272K

$193 / participant

Recordkeeping$128K47.0%
Investment mgmt$144K53.0%

% of EOY assets

0.075%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: FORVIS MAZARS, LLP
Auditor EIN: 440160260
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$145,086

$122,128+18.8%

$147,117-1.4%

$200,096-27.5%

Participation rate

96.0%

78.2%+17.9pp

82.2%+13.9pp

72.0%+24.0pp

Annual return

16.56%

30.58%-14.0pp

420.54%-404.0pp

34.26%-17.7pp

Employer contribution / active EE

$3,272

$4,093-20.1%

$4,932-33.7%

$3,038+7.7%

Participant deferral / active EE

$11,927

$8,484+40.6%

$8,065+47.9%

$5,090+134.3%

Admin fee / account holder

$109

$180-39.2%

$12,993-99.2%

$269-59.5%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.10+ years

Filed as: SCHWAB RETIREMENT PLAN SERVICES INC

Service code 15 · EIN 34-1479833

Recordkeeping

$184,841

FISHER INVESTMENTS5 years

Service code 26 · EIN 20-2480800

Advisory (Participants)

$26,093

MODERA WEALTH MANAGEMENT LLC2 years

Service code 26 · EIN 27-3774197

Advisory (Participants)

$18,270

JP MORGAN INVESTMENT MANAGEMENT INC2 years

Filed as: ACROPOLIS INVESTMENT MANAGEMEN

Service code 26 · EIN 32-0016216

Advisory (Participants)

$14,608

LMCG INVESTMENTS LLC8 years

Service code 26 · EIN 27-0282607

Advisory (Participants)

$10,768

STEEL PEAK WEALTH MGMT LLC2 years

Filed as: STEELPEAK WEALTH LLC

Service code 26 · EIN 46-1173026

Advisory (Participants)

$6,250

CHARLES SCHWAB & CO., INC.10+ years

Service code 33 · EIN 94-1737782

Securities brokerage; Shareholder ser...

$1,695

CHARLES SCHWAB & CO., INC.1 year

Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL

Service code 59

Shareholder Servicing

HOK GROUP, INC. 401(K) PROFIT SHARING PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HOK GROUP, INC. 401(K) PROFIT SHARING PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion