Retirement plan

HOK GROUP, INC. 401(K) PROFIT SHARING PLAN

Name: HOK GROUP, INC. - HOK GROUP, INC. 401(K) PROFIT SHARING PLAN (2021) Form 5500
Creator: HOK GROUP, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HOK GROUP, INC. 401(K) PROFIT SHARING PLAN, HOK GROUP, INC.

HOK GROUP, INC.EIN 43-1205826Plan #001PY 2021

10 SOUTH BROADWAY, SUITE 200 - ST. LOUIS, MO 63102314-421-2000

Prospect flagsLow returnsCorrective distributions

Top hat statement on fileNQDC

Filed October 15, 2008 (most recent of 3 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$318.9M

-1.8% from 2016

Total participants

2,197

+0.9% from 2016

Average account balance

$149,035

-2.2% from 2016

Annual return

14.52%

+5.62 pp from 2016

Benchmarks

See 813 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort813 peers

Snapshot2021

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$361.85M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$145K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,494

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$21.49M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$15K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.56%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$109

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.7+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833	Recordkeeping	$156,715
FISHER INVESTMENTS2 years Service code 26 · EIN 20-2480800	Advisory (Participants)	$23,058
STEEL PEAK WEALTH MGMT LLC1 year Filed as: STEELPEAK WEALTH Service code 26 · EIN 46-1173026	Advisory (Participants)	$16,121
DROMS STRAUSS ADVISORS INC2 years Service code 26 · EIN 43-1718060	Advisory (Participants)	$8,653
LMCG INVESTMENTS LLC5 years Service code 26 · EIN 27-0282607	Advisory (Participants)	$8,332
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782	Direct payment from the plan; Shareho...	$2,087
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC. AND AFFILI Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2R2S2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$219K

$192 / participant

Investment mgmt$62K28.3%
Other / not subdivided$157K71.7%

% of EOY assets

0.069%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: FORVIS, LLP
Auditor EIN: 440160260
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$149,035

$120,450+23.7%

$159,495-6.6%

$93,010+60.2%

Participation rate

95.0%

78.0%+17.0pp

82.8%+12.2pp

73.9%+21.1pp

Annual return

14.52%

27.11%-12.6pp

263.72%-249.2pp

158.70%-144.2pp

Employer contribution / active EE

$3,114

$3,526-11.7%

$4,831-35.5%

$2,705+15.1%

Participant deferral / active EE

$11,001

$7,283+51.0%

$7,354+49.6%

$4,561+141.2%

Admin fee / account holder

$102

$137-25.3%

$10,804-99.1%

$152-32.7%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.7+ years

Filed as: SCHWAB RETIREMENT PLAN SERVICES INC

Service code 15 · EIN 34-1479833

Recordkeeping

$156,715

FISHER INVESTMENTS2 years

Service code 26 · EIN 20-2480800

Advisory (Participants)

$23,058

STEEL PEAK WEALTH MGMT LLC1 year

Filed as: STEELPEAK WEALTH

Service code 26 · EIN 46-1173026

Advisory (Participants)

$16,121

DROMS STRAUSS ADVISORS INC2 years

Service code 26 · EIN 43-1718060

Advisory (Participants)

$8,653

LMCG INVESTMENTS LLC5 years

Service code 26 · EIN 27-0282607

Advisory (Participants)

$8,332

CHARLES SCHWAB & CO., INC.7+ years

Service code 33 · EIN 94-1737782

Direct payment from the plan; Shareho...

$2,087

CHARLES SCHWAB & CO., INC.2 years

Filed as: CHARLES SCHWAB & CO INC. AND AFFILI

Service code 59

Shareholder Servicing

HOK GROUP, INC. 401(K) PROFIT SHARING PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HOK GROUP, INC. 401(K) PROFIT SHARING PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion