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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $114,088 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $62,923 |
PICKETT, CHANEY & MCMULLEN LLP8+ years Service code 10 · EIN 48-1246310 | Accounting | $9,800 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,778 | $82,188+57.9% | $125,391+3.5% | $64,824+100.2% |
| Participation rate | 98.3% | 77.9%+20.3pp | 82.4%+15.9pp | 71.5%+26.8pp |
| Annual return | -17.80% | 3.50%-21.3pp | 572.41%-590.2pp | 32.84%-50.6pp |
| Employer contribution / active EE | $3,975 | $3,617+9.9% | $4,816-17.5% | $2,507+58.5% |
| Participant deferral / active EE | $8,678 | $7,177+20.9% | $7,448+16.5% | $4,311+101.3% |
| Admin fee / account holder | $160 | $163-1.9% | $10,009-98.4% | $188-14.7% |