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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4+ years Service code 15 · EIN 04-3046611 | Recordkeeping | $15,327 |
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,795 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,146 | $66,302-47.0% | $110,243-68.1% | $56,287-37.6% |
| Participation rate | 92.6% | 74.9%+17.7pp | 79.8%+12.7pp | 69.9%+22.7pp |
| Annual return | -7.77% | -1.18%-6.6pp | 314.76%-322.5pp | -9.96%+2.2pp |
| Employer contribution / active EE | $1,014 | $2,047-50.5% | $3,827-73.5% | $2,111-52.0% |
| Participant deferral / active EE | $3,042 | $3,381-10.0% | $4,672-34.9% | $3,350-9.2% |
| Admin fee / account holder | $107 | $698-84.6% | $8,548-98.7% | $521-79.4% |