Filed December 18, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $80,879 |
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $38,979 |
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $3,660 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,235 | $41,281+87.1% | $109,313-29.3% | $57,658+34.0% |
| Participation rate | 57.2% | 59.3%-2.2pp | 71.3%-14.1pp | 70.2%-13.0pp |
| Annual return | 8.94% | 8.97%0pp | 22.07%-13.1pp | 5.13%+3.8pp |
| Employer contribution / active EE | $1,234 | $1,201+2.7% | $3,892-68.3% | $1,974-37.5% |
| Participant deferral / active EE | $3,412 | $2,223+53.5% | $3,166+7.7% | $3,061+11.5% |
| Admin fee / account holder | $324 | $75+330.0% | $5,666-94.3% | $95+242.2% |