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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $14,025 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $210 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,326 | $64,909-59.4% | $82,312-68.0% | $62,293-57.7% |
| Participation rate | 89.5% | 74.9%+14.6pp | 76.9%+12.6pp | 69.5%+20.0pp |
| Annual return | 18.24% | 21.18%-2.9pp | 25.88%-7.6pp | 28.90%-10.7pp |
| Employer contribution / active EE | $677 | $1,676-59.6% | $2,428-72.1% | $2,042-66.9% |
| Participant deferral / active EE | $2,238 | $3,103-27.9% | $3,706-39.6% | $3,169-29.4% |
| Admin fee / account holder | $135 | $440-69.3% | $5,608-97.6% | $479-71.9% |