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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 26 · EIN 13-2638166 | Advisory (Participants) | $11,598 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $220 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,970 | $60,165-61.8% | $74,184-69.0% | $55,167-58.4% |
| Participation rate | 88.0% | 74.2%+13.8pp | 76.6%+11.4pp | 69.0%+19.0pp |
| Annual return | 6.54% | 10.00%-3.5pp | 17.74%-11.2pp | 169.23%-162.7pp |
| Employer contribution / active EE | $680 | $1,600-57.5% | $2,370-71.3% | $1,963-65.3% |
| Participant deferral / active EE | $2,029 | $2,973-31.7% | $3,550-42.8% | $3,054-33.6% |
| Admin fee / account holder | $130 | $419-69.0% | $5,586-97.7% | $504-74.2% |