Filed August 19, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $101,671 |
MONETA GROUP LLC5 years Service code 27 · EIN 20-1903821 | Advisory (Plan) | $45,189 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $23,507 |
WITHUMSMITH+BROWN, PC10+ years Filed as: RUBIN BROWN LLP Service code 10 · EIN 43-0765316 | Accounting | $12,500 |
CHARLES SCHWAB & CO., INC.6 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $183,407 | $54,193+238.4% | $93,606+95.9% | $77,643+136.2% |
| Participation rate | 100.0% | 63.9%+36.1pp | 68.7%+31.3pp | 70.6%+29.4pp |
| Annual return | 15.29% | 30.54%-15.3pp | 133.20%-117.9pp | 31.24%-15.9pp |
| Employer contribution / active EE | $3,288 | $1,168+181.5% | $2,420+35.9% | $2,726+20.6% |
| Participant deferral / active EE | $7,001 | $3,144+122.7% | $4,411+58.7% | $4,647+50.6% |
| Admin fee / account holder | $394 | $576-31.5% | $8,285-95.2% | $430-8.5% |