Filed August 19, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $97,492 |
MONETA GROUP LLC4 years Service code 27 · EIN 20-1903821 | Advisory (Plan) | $42,979 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $16,643 |
WITHUMSMITH+BROWN, PC9+ years Filed as: RUBIN BROWN LLP Service code 10 · EIN 43-0765316 | Accounting | $12,500 |
CHARLES SCHWAB & CO., INC.5 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $158,209 | $53,165+197.6% | $86,188+83.6% | $74,419+112.6% |
| Participation rate | 99.7% | 64.9%+34.8pp | 69.0%+30.7pp | 70.7%+29.0pp |
| Annual return | 18.57% | 22.64%-4.1pp | 1168.45%-1149.9pp | 34.38%-15.8pp |
| Employer contribution / active EE | $3,098 | $1,210+156.0% | $2,380+30.2% | $2,637+17.5% |
| Participant deferral / active EE | $6,129 | $3,234+89.5% | $3,985+53.8% | $4,528+35.3% |
| Admin fee / account holder | $350 | $551-36.5% | $6,852-94.9% | $348+0.6% |