Filed August 19, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $104,994 |
MONETA GROUP LLC3 years Service code 27 · EIN 20-1903821 | Advisory (Plan) | $44,463 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $24,129 |
WITHUMSMITH+BROWN, PC8+ years Filed as: RUBIN BROWN LLP Service code 10 · EIN 43-0765316 | Accounting | $9,000 |
CHARLES SCHWAB & CO., INC.4 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $152,795 | $42,353+260.8% | $79,550+92.1% | $64,808+135.8% |
| Participation rate | 100.0% | 64.8%+35.2pp | 69.5%+30.5pp | 71.5%+28.5pp |
| Annual return | -17.20% | -12.24%-5.0pp | 0.16%-17.4pp | 32.82%-50.0pp |
| Employer contribution / active EE | $2,807 | $1,181+137.7% | $2,413+16.3% | $2,506+12.0% |
| Participant deferral / active EE | $5,717 | $3,170+80.3% | $3,985+43.5% | $4,310+32.6% |
| Admin fee / account holder | $370 | $160+132.1% | $6,832-94.6% | $188+97.3% |