Filed July 6, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $13,123 |
CLS INVESTMENTS5+ years Filed as: CLS INVESTMENTS LLC Service code 33 · EIN 32-0070947 | Securities brokerage commissions and ... | $11,235 |
VALUE WEALTH MANAGEMENT LLC3 years Service code 33 · EIN 20-8152542 | Securities brokerage; Securities brok... | $10,730 |
Service code 33 · EIN 38-2340348 | Securities brokerage commissions and ... | $7,955 |
Filed as: JOSEPH P LUCIA & ASSOCIATES LL Service code 33 · EIN 26-2909413 | Securities brokerage; Securities brok... | $6,304 |
Service code 33 · EIN 93-1019439 | Securities brokerage commissions and ... | $5,501 |
Service code 33 · EIN 95-4806910 | Securities brokerage commissions and ... | $5,108 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $159,432 | $122,602+30.0% | $177,848-10.4% | $93,223+71.0% |
| Participation rate | 93.0% | 91.3%+1.7pp | 87.7%+5.3pp | 74.9%+18.1pp |
| Annual return | 18.61% | 22.53%-3.9pp | 48.33%-29.7pp | 19.29%-0.7pp |
| Employer contribution / active EE | $2,958 | $4,338-31.8% | $5,919-50.0% | $2,680+10.4% |
| Participant deferral / active EE | $8,530 | $7,134+19.6% | $7,714+10.6% | $4,563+86.9% |
| Admin fee / account holder | $2 | $62-97.3% | $12,431-100.0% | $79-97.9% |