Filed July 6, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $36,822 |
Service code 33 · EIN 38-2340348 | Securities brokerage; Securities brok... | $9,237 |
Filed as: VALUE WEALTH MANAGEMENT, LLC. Service code 33 · EIN 20-8152542 | Securities brokerage commissions and ... | $8,395 |
CLS INVESTMENTS4+ years Filed as: CLS INVESTMENTS LLC Service code 33 · EIN 32-0070947 | Securities brokerage; Securities brok... | $7,872 |
KONDRACKI ADVISORY LLC1 year Service code 33 · EIN 46-1169472 | Securities brokerage commissions and ... | $6,177 |
Filed as: JOSEPH P LUCIA & ASSOCIATES LL Service code 33 · EIN 26-2909413 | Securities brokerage commissions and ... | $5,926 |
Filed as: CHECK CAPITAL MANAGEMENT INC. Service code 33 · EIN 93-1019439 | Securities brokerage; Securities brok... | $5,870 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,485 | $110,760+20.5% | $162,185-17.7% | $82,204+62.4% |
| Participation rate | 91.6% | 92.7%-1.1pp | 87.6%+4.0pp | 73.4%+18.2pp |
| Annual return | 19.41% | 22.97%-3.6pp | 115.61%-96.2pp | 26.31%-6.9pp |
| Employer contribution / active EE | $2,696 | $4,437-39.2% | $5,613-52.0% | $2,707-0.4% |
| Participant deferral / active EE | $7,589 | $6,652+14.1% | $7,297+4.0% | $4,246+78.7% |
| Admin fee / account holder | $2 | $65-97.6% | $10,844-100.0% | $76-98.0% |