Filed July 6, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $49,678 |
Service code 33 · EIN 20-8152542 | Securities brokerage; Securities brok... | $15,348 |
Service code 33 · EIN 38-2340348 | Securities brokerage commissions and ... | $10,344 |
CLS INVESTMENTS1 year Filed as: CLS INVESTMENTS, LLC Service code 33 · EIN 32-0070947 | Securities brokerage; Securities brok... | $8,055 |
Service code 33 · EIN 26-2909413 | Securities brokerage commissions and ... | $5,933 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,667 | $104,281+6.1% | $140,019-21.0% | $68,904+60.6% |
| Participation rate | 85.3% | 89.1%-3.9pp | 87.5%-2.2pp | 74.1%+11.1pp |
| Annual return | -2.56% | -1.33%-1.2pp | 651.19%-653.8pp | 1.07%-3.6pp |
| Employer contribution / active EE | $2,681 | $4,070-34.1% | $5,605-52.2% | $2,540+5.5% |
| Participant deferral / active EE | $7,197 | $6,129+17.4% | $6,927+3.9% | $4,015+79.2% |
| Admin fee / account holder | $2 | $79-97.7% | $10,705-100.0% | $71-97.5% |