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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.1 year Filed as: THE VANGUARD GROUP Service code 15 · EIN 23-1945930 | Recordkeeping | $16,100 |
CPA ASSOCIATES PC5 years Filed as: CPA ASSOCIATES Service code 10 401 S ROOSEVELT AVE · BURLINGTON, IA 52601 | Accounting | $8,350 |
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $8,182 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,031 | $38,075-47.4% | $93,515-78.6% | $73,497-72.7% |
| Participation rate | 90.6% | 56.7%+33.9pp | 66.8%+23.7pp | 70.7%+19.9pp |
| Annual return | 14.12% | 17.59%-3.5pp | 78.21%-64.1pp | 28.51%-14.4pp |
| Employer contribution / active EE | $702 | $1,117-37.1% | $2,077-66.2% | $2,270-69.1% |
| Participant deferral / active EE | $1,869 | $2,012-7.1% | $3,129-40.3% | $3,740-50.0% |
| Admin fee / account holder | $232 | $351-33.8% | $5,235-95.6% | $513-54.7% |