Filed December 22, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FOSTER GROUP2 years Filed as: FOSTER GROUP INC Service code 26 · EIN 42-1361385 | Advisory (Participants) | $219,955 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $168,107 |
MARRS WEALTH MANAGEMENT LLC6+ years Service code 26 · EIN 27-1254344 | Advisory (Participants) | $50,865 |
STEELE CAPITAL MANAGEMENT, INC.6+ years Filed as: STEELE CAPITAL MANAGEMENT INC Service code 26 · EIN 42-1460565 | Advisory (Participants) | $17,558 |
IOWA WEALTH MANAGEMENT LLC2 years Service code 26 · EIN 27-1539233 | Advisory (Participants) | $15,492 |
BISHOP & COMPANY INVESTMENT MA6+ years Service code 26 · EIN 74-3249075 | Advisory (Participants) | $14,331 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $13,110 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $566,582 | $56,095+910.0% | $178,510+217.4% | $90,274+527.6% |
| Participation rate | 21.0% | 65.6%-44.6pp | 81.9%-61.0pp | 73.4%-52.4pp |
| Annual return | 13.89% | 28.81%-14.9pp | 151.13%-137.2pp | 53.97%-40.1pp |
| Employer contribution / active EE | $7,597 | $1,572+383.1% | $5,011+51.6% | $2,523+201.1% |
| Participant deferral / active EE | $6,144 | $2,669+130.2% | $5,202+18.1% | $4,231+45.2% |
| Admin fee / account holder | $684 | $101+579.3% | $13,988-95.1% | $114+499.4% |