Retirement plan

RETIREMENT PLAN FOR EMPLOYEES OF EXCEPTIONAL PERSONS, INC.

Name: EXCEPTIONAL PERSONS, INC. - RETIREMENT PLAN FOR EMPLOYEES OF EXCEPTIONAL PERSONS, INC. (2017) Form 5500
Creator: EXCEPTIONAL PERSONS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, RETIREMENT PLAN FOR EMPLOYEES OF EXCEPTIONAL PERSONS, INC., EXCEPTIONAL PERSONS, INC.

EXCEPTIONAL PERSONS, INC.EIN 42-0794846Plan #001PY 2017

760 ANSBOROUGH AVE, P.O. BOX 4090 - WATERLOO, IA 507015714319-233-6671LinkedIn1-10 employeeshospital & health care

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$12.2M

+15.6% from 2016

Total participants

342

-4.5% from 2016

Average account balance

$35,728

+21.0% from 2016

Annual return

16.89%

+9.54 pp from 2016

Benchmarks

See 5,167 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,167 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$17.15M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$49K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

347

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.74M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.78%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$188

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
EKON BENEFITS3+ years Service code 15 4940 WASHINGTON BLVD · ST LOUIS, MO 63108	Recordkeeping	$20,796
LPL FINANCIAL2 years Service code 27 PO BOX 509026 · SAN DIEGO, CA 92150	Advisory (Plan)	$20,179
EKON FINANCIAL2 years Service code 27 4940 WASHINGTON BLVD · ST LOUIS, MO 63108	Advisory (Plan)	$11,346

Plan features & details

Pension benefit codes2J2G3D2K2E2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$46K

$198 / participant

Other / not subdivided$46K100.0%

% of EOY assets

0.379%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: HOGAN - HANSEN, P.C.
Auditor EIN: 420991212
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$35,728

$55,453-35.6%

$170,435-79.0%

$62,293-42.6%

Participation rate

100.0%

66.4%+33.6pp

83.6%+16.4pp

69.5%+30.5pp

Annual return

16.89%

21.38%-4.5pp

205.94%-189.1pp

28.90%-12.0pp

Employer contribution / active EE

$1,778

$2,164-17.8%

$5,432-67.3%

$2,042-12.9%

Participant deferral / active EE

$2,139

$2,303-7.1%

$4,939-56.7%

$3,169-32.5%

Admin fee / account holder

$136

$455-70.2%

$13,881-99.0%

$479-71.7%

Provider

Service type

Compensation

EKON BENEFITS3+ years

Service code 15

4940 WASHINGTON BLVD · ST LOUIS, MO 63108

Recordkeeping

$20,796

LPL FINANCIAL2 years

Service code 27

PO BOX 509026 · SAN DIEGO, CA 92150

Advisory (Plan)

$20,179

EKON FINANCIAL2 years

Service code 27

4940 WASHINGTON BLVD · ST LOUIS, MO 63108

Advisory (Plan)

$11,346

RETIREMENT PLAN FOR EMPLOYEES OF EXCEPTIONAL PERSONS, INC.

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

RETIREMENT PLAN FOR EMPLOYEES OF EXCEPTIONAL PERSONS, INC.

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion