Filed April 30, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
DEUTSCHE BANK SECURITIES INC.1+ years Filed as: DEUTSCHE BANK TRUST Service code 28 · EIN 13-4941247 | Investment Management | $2,005,950 |
SIT INVESTMENT ASSOCIATES1+ years Filed as: SIT INVESTMENT ASSOC. Service code 28 · EIN 41-1404829 | Investment Management | $1,894,881 |
HARRIS1+ years Filed as: HARRIS ASSOCIATES LP Service code 28 · EIN 04-3276558 | Investment Management | $1,844,297 |
NORTHERN TRUST COMPANY1+ years Service code 19 · EIN 36-1561860 | Securities Custodian | $1,356,760 |
Filed as: SILCHESTER INTERNATIONAL INVESTOR Service code 28 · EIN 36-7045783 | Investment Management | $1,158,432 |
MARATHON ASSET MANAGEMENT1+ years Filed as: MARATHON Service code 28 · EIN 44-6201673 | Investment Management | $1,012,199 |
MORANT WRIGHT1+ years Service code 28 | Investment Management | $1,001,947 |
WALTER SCOTT & PARTNERS LIMITED1+ years Filed as: WALTER SCOTT TOTAL Service code 28 | Investment Management | $995,930 |
Filed as: GRANTHAN, MAYO, VAN OTTERLOO & CO. Service code 28 · EIN 04-2691242 | Investment Management | $917,786 |
CASTLE CREEK TARP ADVISORS LLC1+ years Service code 28 · EIN 45-5290151 | Investment Management | $891,162 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | MAYO CLINIC | SPONSOR FEES FOR EMPLOYEE SERVICES ALLOCATED 100% TO MAYO CLINIC - NOT SHARED AMONG MAYO CLINIC AND MAYO PENSION | — | $396K |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $47,522-100.0% | $219,333-100.0% | $47,522-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 42.3%-42.3pp | 9.2%-9.2pp |
| Annual return | 1.59% | -1.20%+2.8pp | -2.01%+3.6pp | -0.08%+1.7pp |
| Employer contribution / active EE | $8,629 | $5,696+51.5% | $34,453-75.0% | $7,991+8.0% |
| Participant deferral / active EE | $0 | $79-100.0% | $34-100.0% | $325-100.0% |
| Admin fee / account holder | $0 | $275-100.0% | $5,362-100.0% | $275-100.0% |