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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $97,129 |
Filed as: MMA SECURITES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $51,091 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,553 | $75,388-11.7% | $123,552-46.1% | $55,725+19.4% |
| Participation rate | 98.3% | 75.7%+22.6pp | 82.3%+16.0pp | 70.9%+27.4pp |
| Annual return | -6.27% | 4.48%-10.8pp | 119.20%-125.5pp | 244.93%-251.2pp |
| Employer contribution / active EE | $2,570 | $3,063-16.1% | $4,628-44.5% | $2,078+23.7% |
| Participant deferral / active EE | $7,725 | $5,651+36.7% | $6,426+20.2% | $3,356+130.2% |
| Admin fee / account holder | $227 | $120+89.1% | $9,285-97.6% | $115+96.7% |