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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $88,299 |
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $23,685 |
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL CORPORATION Service code 49 · EIN 95-2834236 | Other Services | $7,275 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,250 | $88,324-39.7% | $115,037-53.7% | $55,191-3.5% |
| Participation rate | 87.0% | 72.5%+14.4pp | 81.4%+5.6pp | 69.2%+17.8pp |
| Annual return | 13.77% | 6.30%+7.5pp | 26.14%-12.4pp | 10.78%+3.0pp |
| Employer contribution / active EE | $2,020 | $2,805-28.0% | $4,608-56.2% | $1,899+6.4% |
| Participant deferral / active EE | $6,079 | $5,042+20.6% | $6,026+0.9% | $3,046+99.5% |
| Admin fee / account holder | $198 | $105+87.5% | $8,175-97.6% | $91+117.6% |