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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $37,221 |
Filed as: MORGAN STANLEY DW INC. Service code 49 | Other Services | $27,687 |
Filed as: NICHOLAS PENSION CONSULTANTS INC Service code 13 · EIN 27-1186851 | Contract Administrator | $7,640 |
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,858 | $69,159-64.1% | $125,180-80.1% | $67,579-63.2% |
| Participation rate | 93.5% | 78.2%+15.3pp | 79.8%+13.7pp | 71.3%+22.2pp |
| Annual return | 30.42% | 27.12%+3.3pp | 43.79%-13.4pp | 378.56%-348.1pp |
| Employer contribution / active EE | $2,192 | $2,023+8.3% | $3,866-43.3% | $2,148+2.1% |
| Participant deferral / active EE | $3,315 | $3,700-10.4% | $4,937-32.8% | $3,539-6.3% |
| Admin fee / account holder | $113 | $142-20.3% | $9,703-98.8% | $142-20.6% |