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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $32,533 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $23,988 |
Service code 13 · EIN 27-1186851 | Contract Administrator | $5,044 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,965 | $62,267-64.7% | $110,243-80.1% | $55,725-60.6% |
| Participation rate | 81.5% | 78.1%+3.4pp | 79.8%+1.7pp | 70.9%+10.7pp |
| Annual return | -5.29% | -1.07%-4.2pp | 314.76%-320.0pp | 244.93%-250.2pp |
| Employer contribution / active EE | $1,832 | $1,941-5.6% | $3,827-52.1% | $2,078-11.8% |
| Participant deferral / active EE | $2,940 | $3,516-16.4% | $4,672-37.1% | $3,356-12.4% |
| Admin fee / account holder | $120 | $121-0.8% | $8,548-98.6% | $115+4.1% |