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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $15,812 |
Filed as: PRINCIPAL SECURITIES Service code 49 · EIN 42-0941553 | Other Services | $5,631 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $8,910 | $52,961-83.2% | $172,752-94.8% | $65,185-86.3% |
| Participation rate | 86.3% | 66.2%+20.1pp | 82.6%+3.7pp | 70.2%+16.1pp |
| Annual return | 23.39% | 30.12%-6.7pp | 802.97%-779.6pp | 29.38%-6.0pp |
| Employer contribution / active EE | $645 | $2,190-70.6% | $5,144-87.5% | $2,177-70.4% |
| Participant deferral / active EE | $2,052 | $2,471-16.9% | $5,198-60.5% | $3,514-41.6% |
| Admin fee / account holder | $106 | $472-77.6% | $13,955-99.2% | $847-87.5% |