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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $12,734 |
Filed as: PRINCIPAL SECURITIES Service code 49 · EIN 42-0941553 | Other Services | $4,810 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $6,367 | $47,977-86.7% | $154,111-95.9% | $56,287-88.7% |
| Participation rate | 96.4% | 66.2%+30.2pp | 83.0%+13.3pp | 69.9%+26.5pp |
| Annual return | -10.52% | 3.54%-14.1pp | 735.18%-745.7pp | -9.96%-0.6pp |
| Employer contribution / active EE | $840 | $2,169-61.3% | $5,298-84.1% | $2,111-60.2% |
| Participant deferral / active EE | $2,370 | $2,392-0.9% | $5,081-53.4% | $3,350-29.3% |
| Admin fee / account holder | $94 | $438-78.5% | $13,411-99.3% | $521-81.9% |