Filed July 7, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $68,551 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL CORPORATION Service code 16 · EIN 04-3046611 | Consulting | $21,251 |
SECURITIES AMERICA INC10+ years Service code 16 12325 PORT GRACE BLVD · LA VISTA, NE 68128 | Consulting | $19,659 |
NATIONAL FINANCIAL SERVICES5 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,472 | $64,768-56.0% | $76,190-62.6% | $77,643-63.3% |
| Participation rate | 99.1% | 72.6%+26.5pp | 79.3%+19.9pp | 70.6%+28.5pp |
| Annual return | 15.17% | 13.90%+1.3pp | 13.78%+1.4pp | 31.24%-16.1pp |
| Employer contribution / active EE | $1,956 | $2,747-28.8% | $4,578-57.3% | $2,726-28.3% |
| Participant deferral / active EE | $2,744 | $3,709-26.0% | $5,474-49.9% | $4,647-41.0% |
| Admin fee / account holder | $103 | $1,025-89.9% | $5,123-98.0% | $430-76.1% |