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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INS CO Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $36,676 |
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $21,199 |
GOLDLEAF PARTNERS3+ years Service code 13 · EIN 45-0514557 | Contract Administrator | $7,939 |
Filed as: EMPOWER RETIREMENT ADVISORY Service code 28 8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $9 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,081 | $46,173-47.8% | $170,435-85.9% | $69,631-65.4% |
| Participation rate | 43.3% | 63.9%-20.6pp | 83.6%-40.3pp | 70.7%-27.4pp |
| Annual return | 18.09% | 21.62%-3.5pp | 205.94%-187.9pp | 27571.02%-27552.9pp |
| Employer contribution / active EE | $554 | $1,610-65.6% | $5,432-89.8% | $2,032-72.8% |
| Participant deferral / active EE | $771 | $2,080-62.9% | $4,939-84.4% | $3,224-76.1% |
| Admin fee / account holder | $109 | $116-5.7% | $13,881-99.2% | $110-1.0% |