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| Provider | Service type | Compensation |
|---|---|---|
Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $46 |
Filed as: CHARLES SCHWAB & CO INC. AND AFFILI Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $465,201 | $52,303+789.4% | $178,510+160.6% | $73,415+533.7% |
| Participation rate | 90.7% | 65.3%+25.3pp | 81.9%+8.8pp | 72.2%+18.5pp |
| Annual return | 14.57% | 34.76%-20.2pp | 151.13%-136.6pp | 59.30%-44.7pp |
| Employer contribution / active EE | $15,731 | $1,737+805.9% | $5,011+213.9% | $2,234+604.2% |
| Participant deferral / active EE | $13,255 | $2,334+467.9% | $5,202+154.8% | $3,806+248.3% |
| Admin fee / account holder | $455 | $127+257.2% | $13,988-96.7% | $158+188.1% |