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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.5+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $69,616 |
Filed as: PUNCH & ASSOC INVESTMENT MANAGEMENT Service code 33 · EIN 82-0565601 | Securities brokerage commissions and ... | $66,884 |
Filed as: INTELLICENTS INVESTMENT SOLUTIONS Service code 27 · EIN 41-1812533 | Advisory (Plan) | $14,846 |
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO ADVISORS, LLC Service code 33 · EIN 34-1542819 | Securities brokerage; Securities brok... | $14,846 |
THE PORTFOLIO STRATEGY GROUP5+ years Service code 33 · EIN 13-3564557 | Securities brokerage; Securities brok... | $11,673 |
Filed as: SCHAFER CULLEN CAPITAL MGMT, INC Service code 33 · EIN 13-3089070 | Account maintenance fees; Other inves... | $9,996 |
Filed as: BIRCH COVE GRP LTD. Service code 33 800 NICOLLET MALL · MINNEAPOLIS, MN 55402 | Direct payment from the plan; Other i... | $9,913 |
BANNERSTONE CAPITAL MANAGEMENT5+ years Service code 33 · EIN 26-2360041 | Securities brokerage commissions and ... | $9,680 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $621,072 | $52,967+1072.6% | $172,757+259.5% | $65,188+852.7% |
| Participation rate | 96.6% | 66.2%+30.4pp | 82.6%+13.9pp | 70.2%+26.4pp |
| Annual return | 20.59% | 30.12%-9.5pp | 803.06%-782.5pp | 29.38%-8.8pp |
| Employer contribution / active EE | $18,998 | $2,190+767.4% | $5,144+269.3% | $2,177+772.7% |
| Participant deferral / active EE | $14,776 | $2,471+498.0% | $5,198+184.3% | $3,514+320.5% |
| Admin fee / account holder | $842 | $472+78.4% | $13,956-94.0% | $847-0.6% |