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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $66,766 |
Filed as: PUNCH & ASSOC INVESTMENT MANAGEMENT Service code 33 · EIN 82-0565601 | Account maintenance fees; Other inves... | $58,221 |
Filed as: INTELLICENTS INVESTMENT SOLUTIONS Service code 27 · EIN 41-1812533 | Advisory (Plan) | $17,981 |
THE PORTFOLIO STRATEGY GROUP4+ years Service code 33 · EIN 13-3564557 | Securities brokerage; Direct payment ... | $15,022 |
Filed as: SCHAFER CULLEN CAPITAL MGMT, INC Service code 33 · EIN 13-3089070 | Account maintenance fees; Securities ... | $9,760 |
BANNERSTONE CAPITAL MANAGEMENT4+ years Service code 33 · EIN 26-2360041 | Securities brokerage commissions and ... | $9,192 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO ADVISORS, LLC Service code 33 · EIN 34-1542819 | Securities brokerage; Securities brok... | $2,611 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $572,514 | $47,977+1093.3% | $154,110+271.5% | $56,289+917.1% |
| Participation rate | 97.9% | 66.2%+31.7pp | 83.0%+14.8pp | 69.9%+28.0pp |
| Annual return | -4.79% | 3.54%-8.3pp | 735.22%-740.0pp | -9.96%+5.2pp |
| Employer contribution / active EE | $20,157 | $2,169+829.4% | $5,298+280.5% | $2,111+854.8% |
| Participant deferral / active EE | $15,324 | $2,392+540.7% | $5,081+201.6% | $3,350+357.4% |
| Admin fee / account holder | $816 | $438+86.3% | $13,412-93.9% | $521+56.7% |