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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $48,630 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $27,805 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $8,833 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,008 | $30,107+32.9% | $61,501-34.9% | $64,824-38.3% |
| Participation rate | 58.6% | 36.4%+22.2pp | 52.6%+6.0pp | 71.5%-12.9pp |
| Annual return | -13.98% | -13.99%0pp | 339.04%-353.0pp | 32.84%-46.8pp |
| Employer contribution / active EE | $1,345 | $537+150.6% | $1,160+16.0% | $2,507-46.4% |
| Participant deferral / active EE | $1,760 | $1,126+56.3% | $2,125-17.2% | $4,311-59.2% |
| Admin fee / account holder | $379 | $148+155.6% | $2,132-82.2% | $188+101.7% |