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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Service code 27 PO BOX 198928 · NASHVILL, TN 37238 | Advisory (Plan) | $30,777 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $27,442 |
Service code 13 PO BOX 241267 · ST PAUL, MN 55124 | Contract Administrator | $5,882 |
Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $533 |
9 funds of $250K or more; 21 lines in all, holding $9.0M of the plan's $10.6M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: T. Rowe Price Retirement Blend, collective trust, 96% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement Blend T. Rowe Price · Collective trust Target-date, 12 vintages | $8.7M | 96.1% |
| Vanguard 500 Index Fund Vanguard · Mutual fund Index | $115K | 1.3% |
| Vanguard Mid-Cap Index Fund Vanguard · Mutual fund Index | $38K | 0.4% |
| JPMorgan Large Cap Value Fund JPMorgan · Mutual fund | $34K | 0.4% |
| Voya Intermediate Bond Fund Voya · Mutual fund | $31K | 0.3% |
| T. Rowe Price Blue Chip Growth Portfolio T. Rowe Price · Mutual fund | $23K | 0.3% |
| Hartford Schroders International Stock Fund Class Y Hartford Funds · Mutual fund | $19K | 0.2% |
| Nomura Emerging Markets R6 Manager not matched · Mutual fund | $17K | 0.2% |
| Columbia Overseas Value Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $13K | 0.1% |
| Morgan Stanley Instl Intl Adv Fd Morgan Stanley · Other | $12K | 0.1% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.