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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SW PKWY BLDG 2 STE 400 · AUSTIN, TX 78735 | Advisory (Plan) | $31,543 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $16,230 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,554 | $58,093-23.3% | $80,022-44.3% | $56,287-20.8% |
| Participation rate | 62.0% | 73.6%-11.7pp | 75.8%-13.9pp | 69.9%-7.9pp |
| Annual return | -7.70% | 34.63%-42.3pp | 11.22%-18.9pp | -9.96%+2.3pp |
| Employer contribution / active EE | $403 | $1,933-79.2% | $2,468-83.7% | $2,111-80.9% |
| Participant deferral / active EE | $1,736 | $3,136-44.7% | $3,686-52.9% | $3,350-48.2% |
| Admin fee / account holder | $373 | $623-40.1% | $6,521-94.3% | $521-28.4% |