Filed December 20, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 111 WEST STATE STREET · MASON CITY, IA 50401 | Contract Administrator | $32,651 |
RBC WEALTH MANAGEMENT2 years Filed as: RBC CAPITAL MARKETS LTD Service code 27 · EIN 41-1416330 3750 WASHINGTON AVE N · MINNEAPOLIS, MN 55412 | Advisory (Plan) | $16,674 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,418 | $64,909+42.4% | $82,312+12.3% | $62,293+48.4% |
| Participation rate | 65.1% | 74.9%-9.8pp | 76.9%-11.8pp | 69.5%-4.4pp |
| Annual return | 169.69% | 21.18%+148.5pp | 25.88%+143.8pp | 28.90%+140.8pp |
| Employer contribution / active EE | $0 | $1,676-100.0% | $2,428-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $2,020 | $3,103-34.9% | $3,706-45.5% | $3,169-36.3% |
| Admin fee / account holder | $320 | $440-27.2% | $5,608-94.3% | $479-33.2% |