Filed December 20, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 111 WEST STATE STREET · MASON CITY, IA 50401 | Contract Administrator | $16,855 |
RBC WEALTH MANAGEMENT1+ years Filed as: RBC CAPITAL MARKETS LTD Service code 27 · EIN 41-1416330 3750 WASHINGTON AVE N · MINNEAPOLIS, MN 55412 | Advisory (Plan) | $12,902 |
REDPATH AND COMPANY1+ years Filed as: REDPATH AND COMPANY LTD Service code 49 · EIN 41-0975573 4810 WHITE BEAR PKWY · WHITE BEAR LAKE, MN 55110 | Other Services | $7,990 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,670 | $60,165-19.1% | $74,183-34.4% | $55,167-11.8% |
| Participation rate | 46.9% | 74.2%-27.3pp | 76.6%-29.7pp | 69.0%-22.1pp |
| Annual return | 8.37% | 10.00%-1.6pp | 17.74%-9.4pp | 169.23%-160.9pp |
| Employer contribution / active EE | $0 | $1,600-100.0% | $2,370-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $1,621 | $2,973-45.5% | $3,550-54.3% | $3,054-46.9% |
| Admin fee / account holder | $237 | $419-43.4% | $5,586-95.7% | $504-52.9% |