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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $300,335 |
Filed as: KESTRA ADVISORY SERVICES Service code 27 · EIN 35-2552359 | Advisory (Plan) | $80,000 |
RSM US LLP3 years Service code 10 · EIN 42-0714325 | Accounting | $28,400 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 | Recordkeeping | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,728 | $88,874+2.1% | $123,553-26.6% | $75,289+20.5% |
| Participation rate | 73.4% | 75.9%-2.4pp | 82.3%-8.9pp | 72.4%+1.0pp |
| Annual return | -0.30% | 4.22%-4.5pp | 119.21%-119.5pp | -0.04%-0.3pp |
| Employer contribution / active EE | $1,190 | $3,256-63.5% | $4,628-74.3% | $2,405-50.5% |
| Participant deferral / active EE | $7,828 | $6,174+26.8% | $6,426+21.8% | $3,739+109.4% |
| Admin fee / account holder | $173 | $95+83.1% | $9,284-98.1% | $102+69.2% |