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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $109,595 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 22 · EIN 51-0116113 | Insurance Broker | $19,458 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $8,676 | $67,512-87.1% | $185,837-95.3% | $93,010-90.7% |
| Participation rate | 58.9% | 67.1%-8.3pp | 81.7%-22.8pp | 73.9%-15.0pp |
| Annual return | 15.26% | 21.04%-5.8pp | 122.08%-106.8pp | 158.70%-143.4pp |
| Employer contribution / active EE | $0 | $1,783-100.0% | $5,168-100.0% | $2,705-100.0% |
| Participant deferral / active EE | $934 | $3,035-69.2% | $5,568-83.2% | $4,561-79.5% |
| Admin fee / account holder | $81 | $318-74.7% | $16,241-99.5% | $152-46.9% |