Filed November 12, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $19,926 |
ADP BROKER-DEALER1 year Filed as: PENSION CONSULTANTS CO INC Service code 13 · EIN 39-1894140 1585 ALLOUEZ AVE STE 3 · GREEN BAY, WI 54311 | Contract Administrator | $3,738 |
LPL FINANCIAL1 year Service code 27 PO BOX 502533 · SAN DIEGO, CA 92150 | Advisory (Plan) | $2,917 |
USI CONSULTING GROUP1 year Filed as: USI ADVISORS INC Service code 27 95 GLASTONBURY BLVD STE 102 · GLASTONBURY, CT 06033 | Advisory (Plan) | $2,083 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $542 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,573 | $81,208-56.2% | $98,907-64.0% | $79,858-55.5% |
| Participation rate | 74.1% | 72.5%+1.6pp | 76.0%-1.9pp | 69.6%+4.5pp |
| Annual return | 12.68% | 60.99%-48.3pp | 196.43%-183.7pp | 31.71%-19.0pp |
| Employer contribution / active EE | $299 | $1,960-84.7% | $2,689-88.9% | $2,471-87.9% |
| Participant deferral / active EE | $3,864 | $3,265+18.3% | $4,244-9.0% | $3,740+3.3% |
| Admin fee / account holder | $327 | $6,013-94.6% | $6,642-95.1% | $5,306-93.8% |