Retirement plan

ANIMART, LLC 401(K) P/S PLAN

Name: ANIMART, LLC - ANIMART, LLC 401(K) P/S PLAN (2019) Form 5500
Creator: ANIMART, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ANIMART, LLC 401(K) P/S PLAN, ANIMART, LLC

ANIMART, LLCEIN 39-1833543Plan #001PY 2019

1240 GREEN VALLEY ROAD - BEAVER DAM, WI 53916800-255-1181

Prospect flagsLow participationLow employer contributionCorrective distributions

How to read this page

Total assets (EOY)

$3M

+18.9% from 2018

Total participants

140

+0.7% from 2018

Average account balance

$31,813

+27.7% from 2018

Annual return

21.67%

+24.86 pp from 2018

Benchmarks

See 5,552 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,552 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$4.73M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$51K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

72.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$537K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.62%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$8612

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
EPIC RETIREMENT PLAN SERVICES3 years Filed as: ABG RETIREMENT PLAN SERVICES Service code 15 · EIN 37-0899315 456 FULTON ST #345 · PEORIA, IL 61602	Recordkeeping	$17,830
COMMONWEALTH FINANCIAL NETWORK3 years Service code 26 · EIN 04-2675571 115 FRON STREET · BEAVER DAM, WI 53916	Advisory (Participants)	$3,228
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009	Securities Custodian	$2,342
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO., INC Service code 59	Shareholder Servicing	$0
CHARLES SCHWAB & CO., INC.3 years Service code 59 · EIN 94-1737782	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2J2K2F2G3D2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$14K

$105 / participant

Investment mgmt$3K19.8%
Other / not subdivided$11K80.2%

% of EOY assets

0.450%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PHILLIPS, SALMI AND ASSOCIATES, LLC
Auditor EIN: 272509623
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$31,813

$89,652-64.5%

$141,191-77.5%

$65,185-51.2%

Participation rate

65.4%

74.7%-9.3pp

82.5%-17.1pp

70.2%-4.8pp

Annual return

21.67%

32.79%-11.1pp

71.41%-49.7pp

29.38%-7.7pp

Employer contribution / active EE

$435

$3,065-85.8%

$4,736-90.8%

$2,177-80.0%

Participant deferral / active EE

$2,763

$5,691-51.5%

$6,710-58.8%

$3,514-21.4%

Admin fee / account holder

$143

$569-74.8%

$10,264-98.6%

$847-83.1%

Provider

Service type

Compensation

EPIC RETIREMENT PLAN SERVICES3 years

Filed as: ABG RETIREMENT PLAN SERVICES

Service code 15 · EIN 37-0899315

456 FULTON ST #345 · PEORIA, IL 61602

Recordkeeping

$17,830

COMMONWEALTH FINANCIAL NETWORK3 years

Service code 26 · EIN 04-2675571

115 FRON STREET · BEAVER DAM, WI 53916

Advisory (Participants)

$3,228

CHARLES SCHWAB & CO., INC.3 years

Filed as: CHARLES SCHWAB BANK

Service code 19 · EIN 42-1558009

Securities Custodian

$2,342

CHARLES SCHWAB & CO., INC.3 years

Filed as: CHARLES SCHWAB & CO., INC

Service code 59

Shareholder Servicing

CHARLES SCHWAB & CO., INC.3 years

Service code 59 · EIN 94-1737782

Shareholder Servicing

ANIMART, LLC 401(K) P/S PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ANIMART, LLC 401(K) P/S PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion