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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ABG RETIREMENT PLAN SERVICES Service code 15 · EIN 37-0899315 456 FULTON ST #345 · PEORIA, IL 61602 | Recordkeeping | $20,605 |
Service code 26 · EIN 04-2675571 115 FRON STREET · BEAVER DAM, WI 53916 | Advisory (Participants) | $3,847 |
Filed as: CHARLES SCHWAB BANK Service code 59 | Shareholder Servicing | $1,587 |
Filed as: CHARLES SCHWAB & CO., INC Service code 59 | Shareholder Servicing | $0 |
Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST COMBANY Service code 59 · EIN 42-1558009 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,027 | $80,753-66.5% | $136,298-80.2% | $62,293-56.6% |
| Participation rate | 62.5% | 73.5%-11.0pp | 81.9%-19.4pp | 69.5%-7.0pp |
| Annual return | 19.82% | 35.83%-16.0pp | 5156.27%-5136.4pp | 28.90%-9.1pp |
| Employer contribution / active EE | $375 | $2,884-87.0% | $4,696-92.0% | $2,042-81.6% |
| Participant deferral / active EE | $2,422 | $5,164-53.1% | $6,247-61.2% | $3,169-23.6% |
| Admin fee / account holder | $205 | $525-61.1% | $9,244-97.8% | $479-57.3% |