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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 26 20975 SWENSON DRIVE, SUITE 300 · WAUKESHA, WI 53186 | Advisory (Participants) | $31,424 |
PENSION INC.6 years Service code 13 · EIN 39-1955089 1980 COMMERCIAL WAY · GREEN BAY, WI 54311 | Contract Administrator | $25,489 |
AVAII WEALTH MANAGEMENT5 years Service code 26 158 E NORTHLAND AVE · APPLETON, WI 54911 | Advisory (Participants) | $21,876 |
Filed as: NORTH STAR ASSET MANAGEMENT Service code 26 134 E WISCONSIN AVE · NEENAH, WI 54956 | Advisory (Participants) | $8,933 |
CLIFTONLARSONALLEN LLP3 years Filed as: CLIFTON LARSEN ALLEN Service code 26 220 S 6TH ST · MINNEAPOLIS, MN 55402 | Advisory (Participants) | $8,921 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $138,014 | $61,391+124.8% | $149,723-7.8% | $71,529+92.9% |
| Participation rate | 100.0% | 62.5%+37.5pp | 78.8%+21.2pp | 67.9%+32.1pp |
| Annual return | 20.08% | 35.88%-15.8pp | 134.50%-114.4pp | 28.97%-8.9pp |
| Employer contribution / active EE | $5,977 | $2,384+150.8% | $4,821+24.0% | $2,590+130.8% |
| Participant deferral / active EE | $6,213 | $2,921+112.7% | $5,682+9.3% | $4,291+44.8% |
| Admin fee / account holder | $530 | $1,264-58.1% | $13,215-96.0% | $1,588-66.6% |