Retirement plan

NEUROSCIENCE GROUP OF NORTHEAST WISCONSIN,S.C. PROFIT SHARING PLAN AND TRUST

Name: NEUROSCIENCE GROUP OF NORTHEAST WISCONSIN, S.C. - NEUROSCIENCE GROUP OF NORTHEAST WISCONSIN,S.C. PROFIT SHARING PLAN AND TRUST (2021) Form 5500
Creator: NEUROSCIENCE GROUP OF NORTHEAST WISCONSIN, S.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NEUROSCIENCE GROUP OF NORTHEAST WISCONSIN,S.C. PROFIT SHARING PLAN AND TRUST, NEUROSCIENCE GROUP OF NORTHEAST WISCONSIN, S.C.

NEUROSCIENCE GROUP OF NORTHEAST WISCONSIN, S.C.EIN 39-1731465Plan #002PY 2021

1305 WEST AMERICAN DRIVE - NEENAH, WI 549561993920-725-9373

Other plans on this EIN

1 filing

#003Retirement-$12.1M assets

Prospect flagsLow returnsHigh fees

How to read this page

Total assets (EOY)

$25.4M

+7.3% from 2020

Total participants

176

+2.9% from 2020

Average account balance

$144,495

+2.5% from 2020

Annual return

11.82%

-4.96 pp from 2020

Benchmarks

See 5,353 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,353 peers

Snapshot2021

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$32.57M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$153K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

213

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.21M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.40%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$544

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 6 by compensation

Provider	Service type	Compensation
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 26 20975 SWENSON DRIVE, SUITE 300 · WAUKESHA, WI 53186	Advisory (Participants)	$29,117
AVAII WEALTH MANAGEMENT3 years Service code 26 158 E NORTHLAND AVE · APPLETON, WI 54911	Advisory (Participants)	$22,574
ASSOCIATED BANK3 years Service code 26 P.O. BOX 408 · NEENAH, WI 54957	Advisory (Participants)	$18,534
PENSION INC.4 years Service code 13 · EIN 39-1955089 1980 COMMERCIAL WAY · GREEN BAY, WI 54311	Contract Administrator	$16,687
NORTH STAR ASSET MANAGEMENT, INC.3 years Filed as: NORTH STAR ASSET MANAGEMENT Service code 26 134 E WISCONSIN AVE · NEENAH, WI 54956	Advisory (Participants)	$12,252
CLIFTONLARSONALLEN LLP1 year Filed as: CLIFTON LARSEN ALLEN Service code 26 220 S 6TH ST · MINNEAPOLIS, MN 55402	Advisory (Participants)	$9,011

Plan features & details

Pension benefit codes2A2E2F2G2J2K2R2T3D

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$119K

$864 / participant

Investment mgmt$103K86.0%
Contract admin$17K14.0%

% of EOY assets

0.469%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: CLARK, SCHAEFER, HACKETT & CO
Auditor EIN: 310800053
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$144,495

$61,156+136.3%

$185,823-22.2%

$79,386+82.0%

Participation rate

100.0%

66.6%+33.4pp

81.7%+18.3pp

70.7%+29.3pp

Annual return

11.82%

19.45%-7.6pp

122.05%-110.2pp

116.85%-105.0pp

Employer contribution / active EE

$4,837

$2,321+108.5%

$5,167-6.4%

$2,427+99.3%

Participant deferral / active EE

$5,923

$2,789+112.4%

$5,568+6.4%

$4,046+46.4%

Admin fee / account holder

$677

$710-4.5%

$16,237-95.8%

$626+8.1%

Provider

Service type

Compensation

MORGAN STANLEY SMITH BARNEY2 years

Filed as: MORGAN STANLEY WEALTH MANAGEMENT

Service code 26

20975 SWENSON DRIVE, SUITE 300 · WAUKESHA, WI 53186

Advisory (Participants)

$29,117

AVAII WEALTH MANAGEMENT3 years

Service code 26

158 E NORTHLAND AVE · APPLETON, WI 54911

Advisory (Participants)

$22,574

ASSOCIATED BANK3 years

Service code 26

P.O. BOX 408 · NEENAH, WI 54957

Advisory (Participants)

$18,534

PENSION INC.4 years

Service code 13 · EIN 39-1955089

1980 COMMERCIAL WAY · GREEN BAY, WI 54311

Contract Administrator

$16,687

NORTH STAR ASSET MANAGEMENT, INC.3 years

Filed as: NORTH STAR ASSET MANAGEMENT

Service code 26

134 E WISCONSIN AVE · NEENAH, WI 54956

Advisory (Participants)

$12,252

CLIFTONLARSONALLEN LLP1 year

Filed as: CLIFTON LARSEN ALLEN

Service code 26

220 S 6TH ST · MINNEAPOLIS, MN 55402

Advisory (Participants)

$9,011

NEUROSCIENCE GROUP OF NORTHEAST WISCONSIN,S.C. PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NEUROSCIENCE GROUP OF NORTHEAST WISCONSIN,S.C. PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion