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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 26 20975 SWENSON DRIVE, SUITE 300 · WAUKESHA, WI 53186 | Advisory (Participants) | $29,117 |
AVAII WEALTH MANAGEMENT3 years Service code 26 158 E NORTHLAND AVE · APPLETON, WI 54911 | Advisory (Participants) | $22,574 |
ASSOCIATED BANK3 years Service code 26 P.O. BOX 408 · NEENAH, WI 54957 | Advisory (Participants) | $18,534 |
PENSION INC.4 years Service code 13 · EIN 39-1955089 1980 COMMERCIAL WAY · GREEN BAY, WI 54311 | Contract Administrator | $16,687 |
Filed as: NORTH STAR ASSET MANAGEMENT Service code 26 134 E WISCONSIN AVE · NEENAH, WI 54956 | Advisory (Participants) | $12,252 |
CLIFTONLARSONALLEN LLP1 year Filed as: CLIFTON LARSEN ALLEN Service code 26 220 S 6TH ST · MINNEAPOLIS, MN 55402 | Advisory (Participants) | $9,011 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,495 | $61,172+136.2% | $185,851-22.3% | $79,389+82.0% |
| Participation rate | 100.0% | 66.6%+33.4pp | 81.7%+18.3pp | 70.7%+29.3pp |
| Annual return | 11.82% | 19.45%-7.6pp | 122.11%-110.3pp | 116.89%-105.1pp |
| Employer contribution / active EE | $4,837 | $2,321+108.4% | $5,168-6.4% | $2,428+99.2% |
| Participant deferral / active EE | $5,923 | $2,788+112.5% | $5,569+6.4% | $4,046+46.4% |
| Admin fee / account holder | $677 | $710-4.6% | $16,245-95.8% | $626+8.1% |