Retirement plan

ROBINSON BROTHERS ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN

Name: ROBINSON BROTHERS ENVIRONMENTAL, INC. - ROBINSON BROTHERS ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN (2017) Form 5500
Creator: ROBINSON BROTHERS ENVIRONMENTAL, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROBINSON BROTHERS ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN, ROBINSON BROTHERS ENVIRONMENTAL, INC.

ROBINSON BROTHERS ENVIRONMENTAL, INC.EIN 39-1687136Plan #001PY 2017

220 RAEMISCH RD - WAUNAKEE, WI 535979663608-849-6980robinsonbros.comLinkedIn51-200 employeesconstruction

Prospect flagsLow fidelity bondCorrective distributions

How to read this page

Total assets (EOY)

$2.8M

+8.0% from 2016

Total participants

153

-8.9% from 2016

Average account balance

$23,228

+18.7% from 2016

Annual return

14.73%

+8.04 pp from 2016

Benchmarks

See 2,582 peers

Peer group

Industry23 - Construction

Plan typeDefined contribution

Participants100-249

Cohort2,582 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$4.45M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$51K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

126.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$383K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.23%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$770

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE3+ years Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$21,041
COORDINATED CAPITAL SECURITIES INC3+ years Service code 55	Other Commissions	$6,560
NATIONAL ADMINISTRATION, INC.3+ years Service code 13 878 W AIRPORT RD · MENASHA, WI 54952	Contract Administrator	$6,539
GREAT-WEST LIFE & ANNUITY INSURANCE2 years Filed as: EMPOWER RETIREMENT ADEVISORY SERVIC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$1,779
COORDINATED CAPITAL SECURITIES INC2 years Filed as: COORDINATED CAPTIAL SECURITIES INC Service code 55 704 RIVER PL · MADISON, WI 73716	Other Commissions	$0

Plan features & details

Pension benefit codes2E2F2G2J2K3D3F

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3F
Leased employees
Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.

Opportunity flags

2 tripped

ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$25K

$182 / participant

Other / not subdivided$25K100.0%

% of EOY assets

0.872%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: VRAKAS S.C.
Auditor EIN: 391453055
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$23,228

$58,726-60.4%

$92,240-74.8%

$62,293-62.7%

Participation rate

76.3%

68.3%+8.0pp

76.5%-0.2pp

69.5%+6.8pp

Annual return

14.73%

43.62%-28.9pp

176.29%-161.6pp

28.90%-14.2pp

Employer contribution / active EE

$1,416

$2,392-40.8%

$3,680-61.5%

$2,042-30.7%

Participant deferral / active EE

$1,246

$2,766-55.0%

$3,897-68.0%

$3,169-60.7%

Admin fee / account holder

$203

$556-63.6%

$5,194-96.1%

$479-57.7%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE3+ years

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$21,041

COORDINATED CAPITAL SECURITIES INC3+ years

Service code 55

Other Commissions

$6,560

NATIONAL ADMINISTRATION, INC.3+ years

Service code 13

878 W AIRPORT RD · MENASHA, WI 54952

Contract Administrator

$6,539

GREAT-WEST LIFE & ANNUITY INSURANCE2 years

Filed as: EMPOWER RETIREMENT ADEVISORY SERVIC

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$1,779

COORDINATED CAPITAL SECURITIES INC2 years

Filed as: COORDINATED CAPTIAL SECURITIES INC

Service code 55

704 RIVER PL · MADISON, WI 73716

Other Commissions

ROBINSON BROTHERS ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROBINSON BROTHERS ENVIRONMENTAL, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion