Filed October 11, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT SVCS Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $8,171 |
Service code 13 6737 W WASHINGTON, STE 1105 · MILWAUKEE, WI 53214 | Contract Administrator | $7,146 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80202 | Recordkeeping Fees | $6,416 |
Service code 99 1801 CALIFORNIA ST. · DENVER, CO 80202 | Other Fees | $1,479 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,432 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $575 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,177 | $39,948-37.0% | $89,414-71.8% | $73,412-65.7% |
| Participation rate | 69.7% | 50.4%+19.3pp | 68.0%+1.7pp | 72.2%-2.5pp |
| Annual return | 7.18% | 50.12%-42.9pp | 245.50%-238.3pp | 59.30%-52.1pp |
| Employer contribution / active EE | $404 | $1,200-66.3% | $2,586-84.4% | $2,234-81.9% |
| Participant deferral / active EE | $2,113 | $2,193-3.7% | $3,890-45.7% | $3,806-44.5% |
| Admin fee / account holder | $117 | $134-12.6% | $4,883-97.6% | $158-25.7% |