Filed December 22, 2015 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Parti... | $460,914 |
SAGEVIEW ADVISORY GROUP, LLC6 years Filed as: SAGEVIEW ADVISORY GROUP LLC Service code 16 · EIN 33-0818667 | Consulting | $81,755 |
WEALTHSPIRE ADVISORS LLC3 years Filed as: WEALTHSPIRE ADVISORS LP Service code 16 · EIN 39-1908691 | Consulting | $6,184 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $530 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,654 | $67,512+58.0% | $185,854-42.6% | $93,010+14.7% |
| Participation rate | 92.0% | 67.1%+24.8pp | 81.7%+10.2pp | 73.9%+18.0pp |
| Annual return | 14.85% | 21.04%-6.2pp | 122.12%-107.3pp | 158.70%-143.9pp |
| Employer contribution / active EE | $2,195 | $1,783+23.1% | $5,169-57.5% | $2,705-18.9% |
| Participant deferral / active EE | $5,744 | $3,035+89.2% | $5,569+3.2% | $4,561+25.9% |
| Admin fee / account holder | $94 | $318-70.5% | $16,246-99.4% | $152-38.3% |